New York, USA  – RBH Infinity Exchange officially obtained registration as an investment adviser (RIA) with the U.S. Securities and Exchange Commission (SEC), withNew York, USA  – RBH Infinity Exchange officially obtained registration as an investment adviser (RIA) with the U.S. Securities and Exchange Commission (SEC), with

RBH Infinity Exchange Officially Obtains U.S. SEC-RIA Registration Qualification, Ushering in a New Era of Global Compliant Trading

2026/03/19 12:22
4 min read
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New York, USA  – RBH Infinity Exchange officially obtained registration as an investment adviser (RIA) with the U.S. Securities and Exchange Commission (SEC), with registration number SEC#802-135793 and CRD#341352. This milestone marks RBH as one of the few digital asset trading platforms worldwide that simultaneously holds a U.S. SEC-RIA compliant license, providing institutional and high-net-worth users with the highest level of legal protection and transparency.

US Securities and Exchange Commission (SEC)US Securities and Exchange Commission (SEC)

Obtaining SEC-RIA qualification is not simply an accumulation of licenses, but the platform’s most serious commitment to global users. Under the framework of the U.S. Investment Advisers Act of 1940, any institution holding RIA qualification must fulfill strict fiduciary duty, meaning it must prioritize client interests above all else at all times. This requires RBH to place user asset security, trading transparency, information disclosure, and conflict-of-interest prevention at the core of its operations. The platform must submit a complete Form ADV disclosure document to the SEC annually, publicly disclosing key information such as company equity structure, executive backgrounds, fee models, potential conflicts of interest, and all regulatory sanction records from the past five years. All these documents are available for real-time viewing on the SEC’s official query system Adviser Info (https://adviserinfo.sec.gov/), allowing users to verify at any time whether RBH’s operations are healthy and whether any violation records exist.

RBHRBH

The significance of SEC-RIA qualification is particularly profound for digital asset trading platforms. The crypto industry has long faced questions over operating in a “regulatory gray area,” with many platforms holding only offshore licenses or operating without any license at all. In extreme events such as hacker attacks, fund misappropriation, or platform rug pulls, users often have no recourse for redress. After obtaining U.S. SEC-RIA qualification, RBH’s U.S. entity falls directly under U.S. federal law jurisdiction, enabling any major disputes to be litigated in U.S. courts with judgments carrying strong extraterritorial enforceability. Additionally, RIA institutions must comply with strict asset segregation and custody requirements, achieving both physical and legal dual separation between user funds and the platform’s own funds, significantly reducing the risk of the platform misappropriating client assets. The SEC also conducts periodic on-site inspections and compliance audits of RIA institutions; any discovered issues can result in massive fines, license revocation, or even criminal prosecution. These external high-pressure mechanisms constitute the most effective long-term constraint on the platform.

After RBH obtained this qualification, institutional-grade client willingness to cooperate has risen significantly. Family offices, hedge funds, sovereign wealth funds, pension funds, and other large institutional investors typically only engage in business with platforms holding U.S. SEC, CFTC, FINRA, or equivalent compliant licenses. RBH’s SEC-RIA status directly opens the door to these top-tier funds. Multiple North American and European institutional clients have already completed due diligence and begun accessing RBH’s institutional account system, with the “U.S. federal endorsement” being what they value most. For ordinary users, holding SEC-RIA qualification also brings direct benefits: platform information disclosure becomes more transparent, allowing users to view RBH’s latest operational reports, executive changes, audit results, and other key data on the SEC website at any time, avoiding potential risks from information asymmetry.

RBH Infinity Exchange’s official website (https://rbqhmx.com/) has now updated complete information on the SEC-RIA certificate, the latest Form ADV disclosure documents, and the compliance commitment statement. Whether you are a novice user or a professional trader, you can query the platform’s qualification status in real time via the official website, view asset custody audit reports, and learn about the executive team’s background. RBH commits to continuing to pursue additional international high-standard licenses such as MSB, EU MiCA, Hong Kong SFC, and Singapore MAS in the future, gradually building a compliant network covering major global financial centers.

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